IIA Certified Financial Services Auditor - Insurance : IIA-CFSA-INS

  • Exam Code: IIA-CFSA-INS
  • Exam Name: Certified Financial Services Auditor - Insurance
  • Updated: Aug 06, 2026
  • Q&As: 0 Questions and Answers

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IIA-CFSA-INS exam dumps

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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Services Auditing25-35%- IIA International Professional Practices Framework
  • 1. International Standards for the Professional Practice of Internal Auditing
  • 2. Risk-based auditing
  • 3. Code of Ethics
  • 4. Governance and internal control
- Financial Services Risk Framework
  • 1. Enterprise risk management
  • 2. Audit planning and execution
  • 3. Risk assessment methodologies
Topic 2: Auditing Financial Services Products25-35%- Product Risks and Controls
  • 1. Product compliance requirements
  • 2. Pricing and reserving risks
  • 3. Underwriting risks
- Insurance Products
  • 1. Property and casualty insurance
  • 2. Reinsurance arrangements
  • 3. Health insurance products
  • 4. Life insurance products
Topic 3: Auditing Financial Services Processes25-35%- Core Insurance Processes
  • 1. Underwriting operations
  • 2. Policy administration
  • 3. Actuarial processes
  • 4. Claims management
- Operational and Financial Processes
  • 1. Fraud prevention and detection
  • 2. Financial reporting
  • 3. Business continuity management
  • 4. Information technology controls
Topic 4: Insurance Discipline20%- Insurance Products
  • 1. Life insurance
  • 2. Reinsurance
  • 3. Property and casualty insurance
  • 4. Health insurance
- Insurance Processes
  • 1. Risk management
  • 2. Claims processing
  • 3. Underwriting
  • 4. Actuarial functions
- Insurance Regulatory Environment
  • 1. Insurance laws and regulations
  • 2. Capital adequacy requirements
  • 3. Regulatory reporting
Topic 5: The Regulatory Environment10-20%- Insurance Regulation
  • 1. Insurance regulatory frameworks
  • 2. Solvency and capital requirements
  • 3. Anti-money laundering requirements
  • 4. Consumer protection regulations

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