IIA IIA-CFSA-BANK real exam prep : Certified Financial Services Auditor - Banking

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Aug 10, 2026
  • Q&As: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Financial Services Auditing25%- Risk assessment and audit planning
  • 1. Audit engagement planning
    • 2. Financial services risk identification
      • 3. Internal control evaluation
        Topic 2: Auditing Financial Services Processes15%- Operational auditing
        • 1. Loan processing
          • 2. Information systems and technology controls
            • 3. Fraud prevention and detection
              • 4. Deposit operations
                Topic 3: Banking Discipline20%- Banking-specific knowledge
                • 1. Interest rate risk
                  • 2. Capital management
                    • 3. Credit risk management
                      • 4. Asset and liability management
                        • 5. Bank governance and regulatory expectations
                          • 6. Liquidity risk
                            Topic 4: Auditing Financial Services Products25%- Banking products and services
                            • 1. Investment and trust services
                              • 2. Commercial lending
                                • 3. Retail banking
                                  • 4. Treasury and cash management
                                    Topic 5: Regulatory Environment15%- Banking regulations and compliance
                                    • 1. Regulatory agencies and oversight
                                      • 2. Anti-money laundering requirements
                                        • 3. Capital adequacy and risk management requirements
                                          • 4. Consumer protection regulations

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