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| Section | Weight | Objectives |
|---|---|---|
| Tools and Technologies to Fight Financial Crime | ||
| Building an AFC Compliance Program | ||
| Understanding Risks and Methods of Financial Crime | 30% | - Financial Crime Risks related to gatekeepers - Financial Crime Risks related to MSBs, PSPs, and ecommerce platforms - Financial Crime Risks related to products within other financial sectors - Financial Crime Risks related to trusts and company service providers - Financial Crime Risks related to VASPs, cryptoassets, and related products - Financial Crime Risks related to insurance products - Financial Crime Risks related to real estate - Financial Crime Risks related to gaming and gambling - Financial Crime Risks related to Politically Exposed Persons (PEPs) and high-risk customers |
| Global AFC Frameworks, Governance and Regulations | - AML Regulatory Framework (Elective options: Canada, EU, UK, USA) |
下列哪些屬性可以增強反洗錢計畫的有效性?
Correct Answer: C 🗳️
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逃稅是指:
Correct Answer: C 🗳️
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房地產行業固有的哪些風險具有最高的反洗錢/反恐怖主義融資風險? (選兩個。)
Correct Answer: A,B 🗳️
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哪一種情況表示律師可能進行洗錢活動?
Correct Answer: A 🗳️
為什麼在姓名篩選系統中使用多個制裁名單(例如聯合國 (UN)、外國資產管制辦公室 (OFAC) 和歐盟 (EU) 名單)很重要?
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